IMPORTANT

It is important to understand how Reshape,LLC (“Reshape”) handles the sharing and privacy of your Nonpublic Personal Information (“Personal Information”).

Why?

As permitted by law and as outlined in this policy, we may disclose certain Personal Information to Affiliates and Unaffiliated Third Parties that provide services to us or with whom we have contractual relationships in order to effectively and efficiently carry out our everyday business and for certain marketing purposes. Federal law gives you the right to limit some, but not all sharing.

What?

The types of nonpublic personal information we collect and share may include:

• • Name, mailing address and email address;
  • Social security number;
  • Investments and account balances; and
  • Information about your financial situation, including your employment or occupation, banking information, and other financial and tax information.

When you are no longer our customer, we continue to share your information as described in this notice.

How?

All financial companies need to share customers’ Personal Information to transact everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information, we identify the ways Reshape shares your information, and whether you can limit our sharing of your Personal Information.

Reasons to share your Personal Information

Does Reshape share?

Can you limit this sharing?

For our everyday business purposes –

Example – industry regulators such as the SEC may request information about our business and clients.

Yes

No

For our own marketing purposes –

No.

We don’t share

For joint marketing with other financial companies

No

We don’t share

For our Affiliates’ everyday business purposes

Yes

No

For our Affiliates to market to you

No

We don’t share

For Non-Affiliates to market to you

No

We don’t share

Steps we take to protect your Personal Information

How does Reshape protect your personal information?

To protect your personal information from unauthorized access and use, we have adopted security measures and procedures designed that comply with federal law to prevent unauthorized use or access to your Personal Information.

These measures include computer safeguards and secured files and buildings.

We limit access to your personal information to appropriate personnel with a business need for it.

We educate our personnel on how to protect your information.

How does Reshape collect your personal information?

We collect your personal information, for example, when you

• • Open an investment account; and/or
  • Give us your contact information

Definitions

Affiliates

Any Company related to Reshape by common ownership or control.

Non-affiliates

Any Company not related to Reshape by common ownership or control.

Questions?

Contact your Investment Advisor Representative or:

Call: 646-626-7902

Email: compliance@reshapewealth.com

Mail: Reshape Wealth 65 Bay Street, Ste: 3403

Jersey City, NJ, 07302